-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M0qceqVe25NKbyoUWjKhP1rMeJeHNw2hu2un3Atv/lWpa7azygyuIt/yg4tfxaZ3 sxYe5RcUsVhuXdArh9rIBA== 0000950129-98-004918.txt : 19981203 0000950129-98-004918.hdr.sgml : 19981203 ACCESSION NUMBER: 0000950129-98-004918 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19981202 GROUP MEMBERS: COOPER INDUSTRIES INC GROUP MEMBERS: COOPER INDUSTRIES, INC. GROUP MEMBERS: COOPER LIGHTING, INC. GROUP MEMBERS: MCGRAW-EDISON COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUPER VISION INTERNATIONAL INC CENTRAL INDEX KEY: 0000917523 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 593046866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-46999 FILM NUMBER: 98763048 BUSINESS ADDRESS: STREET 1: 8210 PRESIDENTS DRIVE CITY: ORLANDO STATE: FL ZIP: 32809 BUSINESS PHONE: 4078579900 MAIL ADDRESS: STREET 1: 8210 PRESIDENTS DRIVE CITY: ORLANDO STATE: FL ZIP: 32809 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COOPER INDUSTRIES INC CENTRAL INDEX KEY: 0000024454 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 314156620 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 600 TRAVIS, SUITE 5800 STREET 2: FIRST CITY TWR CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132098400 MAIL ADDRESS: STREET 1: P.O. BOX 4446 CITY: HOUSTON STATE: TX ZIP: 77210 FORMER COMPANY: FORMER CONFORMED NAME: COOPER BESSEMER CORP DATE OF NAME CHANGE: 19710505 SC 13G 1 COOPER INDUSTRIES FOR SUPER VISION INTERNATIONAL 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Super Vision International, Inc. (Name of Issuer) Class A Common Stock, $.001 par value (Title of Class of Securities) 868042 10 2 (CUSIP Number) November 23, 1998 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) 2 CUSIP No.: 868042 10 2 - ------------------------------------------------------------------------------ 1. Name of Reporting Person and I.R.S. Identification Number of Above Person: Cooper Industries, Inc. - ------------------------------------------------------------------------------ 2. Check the Appropriate Box if a Member of a Group (See Instructions): (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3. SEC Use Only - ------------------------------------------------------------------------------ 4. Citizenship or Place of Organization: State of Delaware, United States - ------------------------------------------------------------------------------ Number of Shares 5. Sole Voting Power: 250,369 Beneficially ---------------------------------------------------------- Owned by 6. Shared Voting Power: 0 Each ---------------------------------------------------------- Reporting 7. Sole Dispositive Power: 250,369 Person ---------------------------------------------------------- With 8. Shared Dispositive Power: 0 - ------------------------------------------------------------------------------ 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 250,369 Beneficial ownership disclaimed pursuant to Rule 13d-4. - ------------------------------------------------------------------------------ 10. Check if the Aggregate Amount in Row 9 Excludes Certain Shares (See Instructions): [ ] - ------------------------------------------------------------------------------ 11. Percent of Class Represented by Amount in Row 9: 14.1% - ------------------------------------------------------------------------------ 12. Type of Reporting Person (See Instructions): CO - ------------------------------------------------------------------------------ 2 3 CUSIP No.: 868042 10 2 - ------------------------------------------------------------------------------ 1. Name of Reporting Person and I.R.S. Identification Number of Above Person: McGraw-Edison Company - ------------------------------------------------------------------------------ 2. Check the Appropriate Box if a Member of a Group (See Instructions): (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3. SEC Use Only - ------------------------------------------------------------------------------ 4. Citizenship or Place of Organization: State of Delaware, United States - ------------------------------------------------------------------------------ Number of Shares 5. Sole Voting Power: 250,369 Beneficially ---------------------------------------------------------- Owned by 6. Shared Voting Power: 0 Each ---------------------------------------------------------- Reporting 7. Sole Dispositive Power: 250,369 Person ---------------------------------------------------------- With 8. Shared Dispositive Power: 0 - ------------------------------------------------------------------------------ 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 250,369 Beneficial ownership disclaimed pursuant to Rule 13d-4. - ------------------------------------------------------------------------------ 10. Check if the Aggregate Amount in Row 9 Excludes Certain Shares (See Instructions): [ ] - ------------------------------------------------------------------------------ 11. Percent of Class Represented by Amount in Row 9: 14.1% - ------------------------------------------------------------------------------ 12. Type of Reporting Person (See Instructions): CO - ------------------------------------------------------------------------------ 3 4 CUSIP No.: 868042 10 2 - ------------------------------------------------------------------------------ 1. Name of Reporting Person and I.R.S. Identification Number of Above Person: Cooper Lighting, Inc. - ------------------------------------------------------------------------------ 2. Check the Appropriate Box if a Member of a Group (See Instructions): (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3. SEC Use Only - ------------------------------------------------------------------------------ 4. Citizenship or Place of Organization: State of Delaware, United States - ------------------------------------------------------------------------------ Number of Shares 5. Sole Voting Power: 250,369 Beneficially ---------------------------------------------------------- Owned by 6. Shared Voting Power: 0 Each ---------------------------------------------------------- Reporting 7. Sole Dispositive Power: 250,369 Person ---------------------------------------------------------- With 8. Shared Dispositive Power: 0 - ------------------------------------------------------------------------------ 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 250,369 - ------------------------------------------------------------------------------ 10. Check if the Aggregate Amount in Row 9 Excludes Certain Shares (See Instructions): [ ] - ------------------------------------------------------------------------------ 11. Percent of Class Represented by Amount in Row 9: 14.1% - ------------------------------------------------------------------------------ 12. Type of Reporting Person (See Instructions): CO - ------------------------------------------------------------------------------ 4 5 Item 1. (a) Name of Issuer: Super Vision International, Inc. (b) Address of Issuer's Principal Executive Offices: 8210 Presidents Drive Orlando, Florida 32809 Item 2. (a) Name of Person Filing: Cooper Industries, Inc.; Cooper Lighting, Inc.; McGraw-Edison Company (b) Address of Principal Business Office or, if none, Residence: Cooper Industries, Inc. McGraw Edison Company 600 Travis, Suite 5800 600 Travis, Suite 5800 Houston, TX 77002 Houston, TX 77002 Cooper Lighting, Inc. 400 Busse Road Elk Grove Village, IL 60007-2195 (c) Citizenship: Not applicable. (d) Title of Class of Securities: Class A Common Stock (e) CUSIP Number: 868042 10 2 Item 3. Not applicable 5 6 Item 4. Ownership. This statement is a joint filing by Cooper Industries, Inc., McGraw-Edison Company and Cooper Lighting, Inc. under Rule 13d-1(k)(1). Cooper Industries, Inc. owns all of the outstanding common stock of McGraw-Edison Company, which owns all of the outstanding stock of Cooper Lighting, Inc. Cooper Lighting, Inc. directly owns all of the 250,369 shares of Class A Common Stock of Super Vision International, Inc. reported herein. Cooper Lighting, Inc. has sole voting and investment power with regard to those shares. Neither Cooper Industries nor McGraw-Edison Company have investment power or voting power over any of the securities reported herein; however, Cooper Industries, Inc. and McGraw-Edison Company may be deemed to "beneficially own" such securities by virtue of Rule13d-3 under the Securities Exchange Act of 1934 (the "Act") because of their relationships to Cooper Lighting, Inc. The filing of this statement should not be construed as an admission that either Cooper Industries, Inc. or its direct wholly-owned subsidiary, McGraw-Edison Company, is for the purpose of Section 13(d) of the Act the beneficial owner of the shares of Super Vision International, Inc. directly owned by Cooper Lighting, Inc. (a) Amount beneficially owned: 250,369 (b) Percent of class: 14.1% (c) Number of shares as to which the person has: (i) Sole power to vote or direct to vote: 250,369 (ii) Shared power to vote or direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 250,369 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. 6 7 Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. COOPER INDUSTRIES, INC December 2, 1998 By: /s/ DIANE K. SCHUMACHER --------------------------------- Diane K. Schumacher, Senior Vice President, General Counsel and Secretary MCGRAW-EDISON COMPANY By: /s/ TERRANCE V. HELZ --------------------------------- Terrance V. Helz, Secretary COOPER LIGHTING, INC. By: /s/ TERRANCE V. HELZ --------------------------------- Terrance V. Helz, Secretary 7 8 EXHIBIT INDEX Exhibit A -- Joint Filing Agreement EX-99.A 2 JOINT FILING AGREEMENT 1 Exhibit 99.A JOINT FILING AGREEMENT Cooper Lighting, Inc. ("CLI"); McGraw-Edison Company ("MEC") and Cooper Industries, Inc. ("CII") hereby agree to file a joint statement on Schedule 13G under the Securities Exchange Act of 1934 (the "Act") in connection with their beneficial ownership of Common Stock issued by Super Vision International, Inc. CLI, MEC, and CII state that they are each entitled to individually use Schedule 13G pursuant to Rule 13d-1(c) of the Act. CLI, MEC and CII are each responsible for the timely filing of the statement and any amendments thereto, and for the completeness and accuracy of the information concerning each of them contained therein but are not responsible for the completeness or accuracy of the information concerning the others, unless such person knows or has reason to believe that such information is inaccurate. Furthermore, each of the undersigned hereby appoints Terrance V. Helz as lawful attorney-in-fact to execute and deliver for and on behalf of the undersigned, in the undersigned's capacity as an officer of Cooper Lighting, Inc., Cooper Industries, Inc. or McGraw-Edison Company, as the case may be, a joint statement on Schedule 13G and any amendments thereto deemed necessary or desirable by such attorney-in-fact and to take any other action of any type in connection with the foregoing that, in the opinion of such attorney-in-fact, may be of benefit to, or legally required by, the undersigned in connection with the shares of Super Vision International, Inc. owned by Cooper Lighting, Inc. COOPER INDUSTRIES, INC By: /s/ DIANE K. SCHUMACHER --------------------------------- Diane K. Schumacher, Senior Vice President, General Counsel and Secretary MCGRAW-EDISON COMPANY By: /s/ TERRANCE V. HELZ --------------------------------- Terrance V. Helz, Secretary COOPER LIGHTING, INC. By: /s/ TERRANCE V. HELZ --------------------------------- Terrance V. Helz, Secretary -----END PRIVACY-ENHANCED MESSAGE-----